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Sterling Financial Group, Inc.

CRD 300327SEC# 801-114827Pasadena, CA
Export (members)
No longer SEC-registered. Sterling Financial Group, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$361.3M
Employees
7
Accounts
580
Location
Pasadena, CA

Sterling Financial Group, Inc. assets under management

Sterling Financial Group, Inc. is a registered investment adviser overseen by the SEC based in Pasadena, CA. It reports $361.3 million in regulatory assets under management and employs 7 people.
View on SEC.gov ↗

Sterling Financial Group, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Berkeley George Harrison ControlChief Compliance OfficerUnder 5%2021
Kody Austin Brown ControlSecretary, Director10-25%2023
Michael Patrick Hatch ControlPresident, DirectorOver 75%2018

Frequently asked questions

How much does Sterling Financial Group, Inc. manage?

Sterling Financial Group, Inc. reports $361.3 million in regulatory assets under management on its Form ADV.

How many employees does Sterling Financial Group, Inc. have?

Sterling Financial Group, Inc. reports 7 employees.

Where is Sterling Financial Group, Inc. located?

Sterling Financial Group, Inc. is based in Pasadena, CA.

Does Sterling Financial Group, Inc. disclose fund performance?

Sterling Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address201 S. Lake Avenue, Suite 500, Pasadena, CA 91101
Office hours8:00 a.m. - 5:00 p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$349.5M
Non-discretionary$11.8M
Total (RAUM)$361.3M