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Sterling Financial Planning Inc

● SEC registered since 1998CRD 108664SEC# 801-56025Sparta, NJ
Export (members)
Reg. AUM
$671.9M
Employees
8
Accounts
1,602
Location
Sparta, NJ

Sterling Financial Planning Inc assets under management

Sterling Financial Planning Inc is an SEC-registered investment adviser based in Sparta, NJ. The firm has been registered since 1998. It reports $671.9 million in regulatory assets under management and employs 8 people.

Sterling Financial Planning Inc owners & executives

4 reported
NameTitleOwnershipSince
Glen Andrew Thomas ControlTreasurer10-25%2022
Matthew Joseph Hannum ControlSecretary25-50%2019
Nicholas Anthony Nicolette ControlPresident And Chief Compliance Officer25-50%2022
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Frequently asked questions

How much does Sterling Financial Planning Inc manage?

Sterling Financial Planning Inc reports $671.9 million in regulatory assets under management on its Form ADV.

How many employees does Sterling Financial Planning Inc have?

Sterling Financial Planning Inc reports 8 employees.

Where is Sterling Financial Planning Inc located?

Sterling Financial Planning Inc is based in Sparta, NJ and has been SEC-registered since 1998.

Does Sterling Financial Planning Inc disclose fund performance?

Sterling Financial Planning Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address60 Blue Heron Road, Suite 201, Sparta, NJ 07871-2608
Phone973-729-1234
Fax973-729-8079
Office hours9 a.m. To 5 p.m.
SEC regionNew York Regional Office (NYRO)
CIK1844278
Discloses disciplinary historyNo

Assets under management

Discretionary$428.8M
Non-discretionary$243.1M
Total (RAUM)$671.9M