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Sterneck Capital Management LLC

● SEC registered since 1993CRD 111463SEC# 801-45256Kansas City, MO
Export (members)
Reg. AUM
$277.9M
Employees
5
Accounts
638
Location
Kansas City, MO

Sterneck Capital Management LLC assets under management

Sterneck Capital Management LLC is a registered investment adviser overseen by the SEC based in Kansas City, MO. The firm has been registered since 1993. It reports $277.9 million in regulatory assets under management and employs 5 people.

Sterneck Capital Management LLC owners & executives

4 reported
NameTitleOwnershipSince
Brandie Mignon Giffin ControlChief Operating Officer; Chief Compliance OfficerUnder 5%2018
Frank Martin Sterneck ControlChief Investment Officer50-75%2004
Frank Martin Sterneck ControlManaging Member50-75%1999
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Frequently asked questions

How much does Sterneck Capital Management LLC manage?

Sterneck Capital Management LLC reports $277.9 million in regulatory assets under management on its Form ADV.

How many employees does Sterneck Capital Management LLC have?

Sterneck Capital Management LLC reports 5 employees.

Where is Sterneck Capital Management LLC located?

Sterneck Capital Management LLC is based in Kansas City, MO and has been SEC-registered since 1993.

Does Sterneck Capital Management LLC disclose fund performance?

Sterneck Capital Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1251 NW Briarcliff Pkwy, Ste 95, Kansas City, MO 64116
Phone816-531-2254
Office hours8:00a.m.-5:00p.m.
SEC regionChicago Regional Office (CHRO)
CIK1438574
Discloses disciplinary historyNo

Assets under management

Discretionary$263.5M
Non-discretionary$14.4M
Total (RAUM)$277.9M