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Steven Charles Capital Ltd

CRD 104814SEC# 801-26716Rochester, NY
Export (members)
No longer SEC-registered. Steven Charles Capital Ltd appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$125M
Employees
2
Accounts
50
Location
Rochester, NY

Steven Charles Capital Ltd assets under management

Steven Charles Capital Ltd operates as an SEC-registered investment adviser based in Rochester, NY. It reports $125 million in regulatory assets under management and employs 2 people.
View on SEC.gov ↗

Steven Charles Capital Ltd owners & executives

2 reported
NameTitleOwnershipSince
Daniel L Braverman ControlChief Compliance OfficerUnder 5%2013
Steven Charles Braverman ControlPresident/CeoOver 75%1986

Frequently asked questions

How much does Steven Charles Capital Ltd manage?

Steven Charles Capital Ltd reports $125 million in regulatory assets under management on its Form ADV.

How many employees does Steven Charles Capital Ltd have?

Steven Charles Capital Ltd reports 2 employees.

Where is Steven Charles Capital Ltd located?

Steven Charles Capital Ltd is based in Rochester, NY.

Does Steven Charles Capital Ltd disclose fund performance?

Steven Charles Capital Ltd is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address200 Canal View Blvd, Suite 203, Rochester, NY 14623
Office hours9:00 a.m. - 5:00 p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$125M
Non-discretionary$0
Total (RAUM)$125M