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Stifel, Nicolaus & Company, Incorporated

● SEC registered since 1975CRD 793SEC# 801-10746St. Louis, MO
Export (members)
Ranks #5,896 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$1.7M
Fund GAV
$331M
Private funds
23
Employees
6,464
Accounts
368,405
Location
St. Louis, MO

Stifel, Nicolaus & Company, Incorporated assets under management

Stifel, Nicolaus & Company, Incorporated is an investment advisory firm registered with the SEC based in St. Louis, MO. The firm has been registered since 1975. It reports $1.7 million in regulatory assets under management and employs 6,464 people. Stifel, Nicolaus & Company, Incorporated manages 23 private funds with combined gross assets of $331 million, including Rc IV LLC. By regulatory assets, it ranks 5,896 of 5,911 private fund managers.

Stifel, Nicolaus & Company, Incorporated private funds

23 funds · $331M GAV
FundTypeGross assetsMin.
Rc IV LLCOther Private$79.5M$1M
Kcp Liberty City Ventures LPOther Private$29.7M$100K
Kcp Bridge 33 Fund LPOther Private$26.9M$100K
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Stifel, Nicolaus & Company, Incorporated owners & executives

14 reported
NameTitleOwnershipSince
Adam Scott MelingerRosfp - PcgUnder 5%2019
Charles Edward DodsonCco Advisory ServicesUnder 5%2022
David Dean SlineySenior Vice President & DirectorUnder 5%2020
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Frequently asked questions

How much does Stifel, Nicolaus & Company, Incorporated manage?

Stifel, Nicolaus & Company, Incorporated reports $1.7 million in regulatory assets under management on its Form ADV.

How many private funds does Stifel, Nicolaus & Company, Incorporated manage?

Stifel, Nicolaus & Company, Incorporated manages 23 private funds with combined gross assets of $331 million.

How many employees does Stifel, Nicolaus & Company, Incorporated have?

Stifel, Nicolaus & Company, Incorporated reports 6,464 employees.

Where is Stifel, Nicolaus & Company, Incorporated located?

Stifel, Nicolaus & Company, Incorporated is based in St. Louis, MO and has been SEC-registered since 1975.

Does Stifel, Nicolaus & Company, Incorporated disclose fund performance?

Stifel, Nicolaus & Company, Incorporated is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address501 N Broadway, St. Louis, MO 63102
Phone314-342-2000
Fax314-342-2830
Office hours8:00 - 4:30
SEC regionChicago Regional Office (CHRO)
CIK948905
Discloses disciplinary historyYes

Assets under management

Discretionary$10.8M
Non-discretionary$63.46B
Total (RAUM)$1.7M