PPrivate Fund Data Log in Join · $37/mo

Stock Mark3t, LLC

CRD 322933SEC# 801-126970
Export (members)
No longer SEC-registered. Stock Mark3t, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
Employees
4
Accounts
Location

Stock Mark3t, LLC assets under management

Stock Mark3t, LLC is an investment advisory firm registered with the SEC. It employs 4 people.

Stock Mark3t, LLC owners & executives

1 reported
NameTitleOwnershipSince
Roberto Noriega ControlPresident / Chief Compliance OfficerOver 75%2022

Frequently asked questions

How many employees does Stock Mark3t, LLC have?

Stock Mark3t, LLC reports 4 employees.

Does Stock Mark3t, LLC disclose fund performance?

Stock Mark3t, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Office hours7:00 a.m. - 10:00 p.m. Et
Discloses disciplinary historyNo