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Stoker Ostler Wealth Advisors, Inc.

● SEC registered since 1997CRD 111320SEC# 801-54265Scottsdale, AZ
Export (members)
Reg. AUM
$3.1B
Employees
27
Accounts
4,732
Location
Scottsdale, AZ

Stoker Ostler Wealth Advisors, Inc. assets under management

Stoker Ostler Wealth Advisors, Inc. is an SEC-registered investment adviser based in Scottsdale, AZ. The firm has been registered since 1997. It reports $3.1 billion in regulatory assets under management and employs 27 people.

Stoker Ostler Wealth Advisors, Inc. owners & executives

9 reported
NameTitleOwnershipSince
BMO Financial Corp ControlSole OwnerOver 75%2009
Charles M Cassinelli ControlBoard MemberUnder 5%2016
George Patrick LaceChief Financial OfficerUnder 5%2022
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Frequently asked questions

How much does Stoker Ostler Wealth Advisors, Inc. manage?

Stoker Ostler Wealth Advisors, Inc. reports $3.1 billion in regulatory assets under management on its Form ADV.

How many employees does Stoker Ostler Wealth Advisors, Inc. have?

Stoker Ostler Wealth Advisors, Inc. reports 27 employees.

Where is Stoker Ostler Wealth Advisors, Inc. located?

Stoker Ostler Wealth Advisors, Inc. is based in Scottsdale, AZ and has been SEC-registered since 1997.

Does Stoker Ostler Wealth Advisors, Inc. disclose fund performance?

Stoker Ostler Wealth Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4900 N. Scottsdale Road, Suite 2600, Scottsdale, AZ 85251
Phone480-890-8088
Fax480-890-8770
Office hours8:00a.m. - 5:00p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK1336488
Discloses disciplinary historyYes

Assets under management

Discretionary$2.99B
Non-discretionary$105.5M
Total (RAUM)$3.1B