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Sullivan Financial, LLC

● SEC registered since 2024CRD 121371SEC# 801-130753Essex, CT
Export (members)
Reg. AUM
$110.9M
Employees
3
Accounts
300
Location
Essex, CT

Sullivan Financial, LLC assets under management

Sullivan Financial, LLC is a registered investment adviser overseen by the SEC based in Essex, CT. The firm has been registered since 2024. It reports $110.9 million in regulatory assets under management and employs 3 people.
twitter.com/sullfinView on SEC.gov ↗

Sullivan Financial, LLC owners & executives

1 reported
NameTitleOwnershipSince
Mary Jane Nmn Sullivan ControlSole Owner/Chief Compliance OfficerOver 75%2019

Frequently asked questions

How much does Sullivan Financial, LLC manage?

Sullivan Financial, LLC reports $110.9 million in regulatory assets under management on its Form ADV.

How many employees does Sullivan Financial, LLC have?

Sullivan Financial, LLC reports 3 employees.

Where is Sullivan Financial, LLC located?

Sullivan Financial, LLC is based in Essex, CT and has been SEC-registered since 2024.

Does Sullivan Financial, LLC disclose fund performance?

Sullivan Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address15a Main Street, Essex, CT 06426
Phone(860)657-4150
Fax(860)657-4206
Office hours8:30a.m.-4:30p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary—
Non-discretionary$110.9M
Total (RAUM)$110.9M