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Summit Financial Advisors, Inc.

● SEC registered since 2015CRD 145007SEC# 801-96206Middletown, OH
Export (members)
Reg. AUM
$199.4M
Employees
4
Accounts
426
Location
Middletown, OH

Summit Financial Advisors, Inc. assets under management

Summit Financial Advisors, Inc. is a registered investment adviser overseen by the SEC based in Middletown, OH. The firm has been registered since 2015. It reports $199.4 million in regulatory assets under management and employs 4 people.
sfadvisorsinc.comView on SEC.gov ↗

Summit Financial Advisors, Inc. owners & executives

4 reported
NameTitleOwnershipSince
Ellen Marie Weed ControlVice President10-25%2007
Matthew Allen Weed ControlChief Compliance OfficerUnder 5%2021
Peter Benjamin Miller ControlVice President/Secretary/Treasurer10-25%2007
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Frequently asked questions

How much does Summit Financial Advisors, Inc. manage?

Summit Financial Advisors, Inc. reports $199.4 million in regulatory assets under management on its Form ADV.

How many employees does Summit Financial Advisors, Inc. have?

Summit Financial Advisors, Inc. reports 4 employees.

Where is Summit Financial Advisors, Inc. located?

Summit Financial Advisors, Inc. is based in Middletown, OH and has been SEC-registered since 2015.

Does Summit Financial Advisors, Inc. disclose fund performance?

Summit Financial Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address300 N. Main Street, Suite 500, Middletown, OH 45042
Phone513-424-6300
Fax513-424-1156
Office hours9a.m.-5p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$197.5M
Non-discretionary$1.8M
Total (RAUM)$199.4M