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Summit Financial, LLC

● SEC registered since 2018CRD 299322SEC# 801-114377Parsippany, NJ
Export (members)
Reg. AUM
$14.96B
Employees
353
Accounts
22,079
Location
Parsippany, NJ

Summit Financial, LLC assets under management

Summit Financial, LLC operates as an SEC-registered investment adviser based in Parsippany, NJ. The firm has been registered since 2018. It reports $15 billion in regulatory assets under management and employs 353 people.

Summit Financial, LLC owners & executives

13 reported
NameTitleOwnershipSince
Anthony Lawrence McElynn ControlChief Compliance OfficerUnder 5%2024
Esmat Bahar Hawkesworth ControlChief Legal Officer,, DirectorUnder 5%2019
Mara Deborah Stempler ControlChief Financial OfficerUnder 5%2018
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Frequently asked questions

How much does Summit Financial, LLC manage?

Summit Financial, LLC reports $15 billion in regulatory assets under management on its Form ADV.

How many employees does Summit Financial, LLC have?

Summit Financial, LLC reports 353 employees.

Where is Summit Financial, LLC located?

Summit Financial, LLC is based in Parsippany, NJ and has been SEC-registered since 2018.

Does Summit Financial, LLC disclose fund performance?

Summit Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4 Campus Drive, Parsippany, NJ 07054
Phone973-285-3600
Fax973-285-3690
Office hours8:30a.m. To 5:00p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$7.38B
Non-discretionary$7.58B
Total (RAUM)$14.96B