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Sunbelt Securities, Inc.

● SEC registered since 2010CRD 42180SEC# 801-71479Houston, TX
Export (members)
Reg. AUM
$2.02B
Employees
68
Accounts
5,355
Location
Houston, TX

Sunbelt Securities, Inc. assets under management

Sunbelt Securities, Inc. is an SEC-registered investment adviser based in Houston, TX. The firm has been registered since 2010. It reports $2 billion in regulatory assets under management and employs 68 people.
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Sunbelt Securities, Inc. owners & executives

6 reported
NameTitleOwnershipSince
Dagny Wright YoungMunicipal Securities PrincipalUnder 5%2016
David Anthony Smetek ControlPresident / Secretary10-25%2003
Patrick Joseph Smetek ControlChief Compliance Officer10-25%2004
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Frequently asked questions

How much does Sunbelt Securities, Inc. manage?

Sunbelt Securities, Inc. reports $2 billion in regulatory assets under management on its Form ADV.

How many employees does Sunbelt Securities, Inc. have?

Sunbelt Securities, Inc. reports 68 employees.

Where is Sunbelt Securities, Inc. located?

Sunbelt Securities, Inc. is based in Houston, TX and has been SEC-registered since 2010.

Does Sunbelt Securities, Inc. disclose fund performance?

Sunbelt Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2700 Post Oak Blvd Ste 1700, Houston, TX 77056
Phone713-965-9510
Fax713-965-9435
Office hours8:00 a.m. - 4:00 p.m.
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$2.02B
Non-discretionary$0
Total (RAUM)$2.02B