PPrivate Fund Data Log in Join · $37/mo

Swan Capital Management, LLC

● SEC registered since 2012CRD 164280SEC# 801-76701Durango, CO
Export (members)
Reg. AUM
$1.71B
Employees
5
Accounts
17
Location
Durango, CO

Swan Capital Management, LLC assets under management

Swan Capital Management, LLC is an SEC-registered investment adviser based in Durango, CO. The firm has been registered since 2012. It reports $1.7 billion in regulatory assets under management and employs 5 people.
www.swanglobalinvestments.comView on SEC.gov ↗

Swan Capital Management, LLC owners & executives

8 reported
NameTitleOwnershipSince
Bradley Owen AckermanCcoUnder 5%2018
Ethan BatesCfoUnder 5%2013
Randall William Swan ControlPresident/Chief Executive OfficerUnder 5%2012
See all 8 owners & executives — unlock the full record.
Join to unlock · $37/mo

Frequently asked questions

How much does Swan Capital Management, LLC manage?

Swan Capital Management, LLC reports $1.7 billion in regulatory assets under management on its Form ADV.

How many employees does Swan Capital Management, LLC have?

Swan Capital Management, LLC reports 5 employees.

Where is Swan Capital Management, LLC located?

Swan Capital Management, LLC is based in Durango, CO and has been SEC-registered since 2012.

Does Swan Capital Management, LLC disclose fund performance?

Swan Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1099 Main Ave., Suite 206, Durango, CO 81301
Phone970-382-8901
Fax970-382-8901
Office hours7:00a.m.-5:00p.m.
SEC regionDenver Regional Office (DRO)
CIK1591478
Discloses disciplinary historyNo

Assets under management

Discretionary$1.71B
Non-discretionary$0
Total (RAUM)$1.71B