PPrivate Fund Data Log in Join · $37/mo

Swan Global Investments, LLC

● SEC registered since 2010CRD 114669SEC# 801-70881Durango, CO
Export (members)
Reg. AUM
$2.41B
Employees
17
Accounts
1,969
Location
Durango, CO

Swan Global Investments, LLC assets under management

Swan Global Investments, LLC is an investment advisory firm registered with the SEC based in Durango, CO. The firm has been registered since 2010. It reports $2.4 billion in regulatory assets under management and employs 17 people.

Swan Global Investments, LLC owners & executives

8 reported
NameTitleOwnershipSince
Bradley Owen AckermanChief Compliance OfficerUnder 5%2018
Ethan BatesCfoUnder 5%2013
Randall William Swan ControlCeoUnder 5%1999
See all 8 owners & executives — unlock the full record.
Join to unlock · $37/mo

Frequently asked questions

How much does Swan Global Investments, LLC manage?

Swan Global Investments, LLC reports $2.4 billion in regulatory assets under management on its Form ADV.

How many employees does Swan Global Investments, LLC have?

Swan Global Investments, LLC reports 17 employees.

Where is Swan Global Investments, LLC located?

Swan Global Investments, LLC is based in Durango, CO and has been SEC-registered since 2010.

Does Swan Global Investments, LLC disclose fund performance?

Swan Global Investments, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1099 Main Ave, Suite 206, Durango, CO 81301
Phone970-382-8901
Fax970-382-8901
Office hours6:30 - 5:00
SEC regionDenver Regional Office (DRO)
CIK1591505
Discloses disciplinary historyNo

Assets under management

Discretionary$2.41B
Non-discretionary$0
Total (RAUM)$2.41B