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Swan Global Management LLC

● SEC registered since 2014CRD 173621SEC# 801-80552Humacao, PR
Export (members)
Reg. AUM
$2.41B
Employees
3
Accounts
1,969
Location
Humacao, PR

Swan Global Management LLC assets under management

Swan Global Management LLC is an investment advisory firm registered with the SEC based in Humacao, PR. The firm has been registered since 2014. It reports $2.4 billion in regulatory assets under management and employs 3 people.
etfs.swanglobalinvestments.comView on SEC.gov ↗

Swan Global Management LLC owners & executives

4 reported
NameTitleOwnershipSince
Bradley Owen AckermanChief Compliance OfficerUnder 5%2018
Ethan BatesCfoUnder 5%2014
Laura K SwanMember10-25%2014
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Frequently asked questions

How much does Swan Global Management LLC manage?

Swan Global Management LLC reports $2.4 billion in regulatory assets under management on its Form ADV.

How many employees does Swan Global Management LLC have?

Swan Global Management LLC reports 3 employees.

Where is Swan Global Management LLC located?

Swan Global Management LLC is based in Humacao, PR and has been SEC-registered since 2014.

Does Swan Global Management LLC disclose fund performance?

Swan Global Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address20 Ridge Top Dr., Palmas del Mar, Humacao, PR 00791
Phone970-382-9055
Office hours7:00 a.m. - 5:00 p.m.
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$2.41B
Non-discretionary$0
Total (RAUM)$2.41B