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Swarthmore Asset Management Ltd

● SEC registered since 1992CRD 108507SEC# 801-41752New York, NY
Export (members)
Reg. AUM
$48.6M
Employees
2
Accounts
42
Location
New York, NY

Swarthmore Asset Management Ltd assets under management

Swarthmore Asset Management Ltd is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 1992. It reports $48.6 million in regulatory assets under management and employs 2 people.

Swarthmore Asset Management Ltd owners & executives

2 reported
NameTitleOwnershipSince
Samuel Levin ControlPresident, Chief Compliance Officer/TrusteeOver 75%1992
The Samuel Levin Revocable Trust U/D/T Dated 11/8/2023 ControlTrustOver 75%2025

Frequently asked questions

How much does Swarthmore Asset Management Ltd manage?

Swarthmore Asset Management Ltd reports $48.6 million in regulatory assets under management on its Form ADV.

How many employees does Swarthmore Asset Management Ltd have?

Swarthmore Asset Management Ltd reports 2 employees.

Where is Swarthmore Asset Management Ltd located?

Swarthmore Asset Management Ltd is based in New York, NY and has been SEC-registered since 1992.

Does Swarthmore Asset Management Ltd disclose fund performance?

Swarthmore Asset Management Ltd is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address200 West 16th Street, Office 1b, New York, NY 10011
Phone212-741-2300
Office hours8 a.m. To 4 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$48.6M
Non-discretionary$0
Total (RAUM)$48.6M