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Swbc Investment Advisory Services LLC

● SEC registered since 2011CRD 156155SEC# 801-72669Austin, TX
Export (members)
Reg. AUM
—
Employees
9
Accounts
—
Location
Austin, TX

Swbc Investment Advisory Services LLC assets under management

Swbc Investment Advisory Services LLC is a registered investment adviser overseen by the SEC based in Austin, TX. The firm has been registered since 2011. It employs 9 people.
www.swbc.com/retirement-plan-sponsor-servicesView on SEC.gov ↗

Swbc Investment Advisory Services LLC owners & executives

5 reported
NameTitleOwnershipSince
Bradley David Ferguson ControlCeo/Managing MemberUnder 5%2025
Deborah Anderson HopkinsCcoUnder 5%2025
Southwest Business Corporation ControlMemberOver 75%2011
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Frequently asked questions

How many employees does Swbc Investment Advisory Services LLC have?

Swbc Investment Advisory Services LLC reports 9 employees.

Where is Swbc Investment Advisory Services LLC located?

Swbc Investment Advisory Services LLC is based in Austin, TX and has been SEC-registered since 2011.

Does Swbc Investment Advisory Services LLC disclose fund performance?

Swbc Investment Advisory Services LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address900 South Capital of Texas, Ste 155, Austin, TX 78746
Phone717.816.4162
Office hours8:00 a.m. To 5:00 p.m.
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo