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Swisher Financial Concepts, Inc.

● SEC registered since 2019CRD 121384SEC# 801-115211Westerville, OH
Export (members)
Reg. AUM
$257.5M
Employees
8
Accounts
1,350
Location
Westerville, OH

Swisher Financial Concepts, Inc. assets under management

Swisher Financial Concepts, Inc. is an SEC-registered investment adviser based in Westerville, OH. The firm has been registered since 2019. It reports $257.5 million in regulatory assets under management and employs 8 people.

Swisher Financial Concepts, Inc. owners & executives

4 reported
NameTitleOwnershipSince
Brett Scott Vandervort ControlDirector Of Operations And Chief Compliance Officer5-10%2020
Daniel Edward Wolford ControlPresidentOver 75%2004
Michael A HennDirector Of Investments10-25%2019
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Frequently asked questions

How much does Swisher Financial Concepts, Inc. manage?

Swisher Financial Concepts, Inc. reports $257.5 million in regulatory assets under management on its Form ADV.

How many employees does Swisher Financial Concepts, Inc. have?

Swisher Financial Concepts, Inc. reports 8 employees.

Where is Swisher Financial Concepts, Inc. located?

Swisher Financial Concepts, Inc. is based in Westerville, OH and has been SEC-registered since 2019.

Does Swisher Financial Concepts, Inc. disclose fund performance?

Swisher Financial Concepts, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address612 Office Parkway, Suite B, Westerville, OH 43082
Phone614-890-1930
Fax614-890-1981
Office hours8:30 a.m.-5:00 p.m.
SEC regionChicago Regional Office (CHRO)
CIK1947503
Discloses disciplinary historyNo

Assets under management

Discretionary$154.8M
Non-discretionary$102.8M
Total (RAUM)$257.5M