PPrivate Fund Data Log in Join · $37/mo

Sws Capital Management, LLC

● SEC registered since 2002CRD 119043SEC# 801-61480New York, NY
Export (members)
Ranks #3,791 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$425.5M
Fund GAV
$196.9M
Private funds
2
Employees
10
Accounts
9
Location
New York, NY

Sws Capital Management, LLC assets under management

Sws Capital Management, LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2002. It reports $425.5 million in regulatory assets under management and employs 10 people. Sws Capital Management, LLC manages 2 private funds with combined gross assets of $196.9 million, including New York Social Equity Cannabis Investment Fund, L.P. By regulatory assets, it ranks 3,791 of 5,911 private fund managers.

Sws Capital Management, LLC private funds

2 funds · $196.9M GAV
FundTypeGross assetsMin.
New York Social Equity Cannabis Investment Fund, L.P.Other Private$103M
Clear Vision Impact Fund, LPOther Private$93.9M

Sws Capital Management, LLC owners & executives

8 reported
NameTitleOwnershipSince
Christopher Judson Williams ControlChairman & CeoUnder 5%2002
Dianne Nmn Calabrisotto ControlChief Compliance OfficerUnder 5%2013
Shank Williams Cisneros, LLC ControlMemberOver 75%2020
See all 8 owners & executives — unlock the full record.
Join to unlock · $37/mo

Frequently asked questions

How much does Sws Capital Management, LLC manage?

Sws Capital Management, LLC reports $425.5 million in regulatory assets under management on its Form ADV.

How many private funds does Sws Capital Management, LLC manage?

Sws Capital Management, LLC manages 2 private funds with combined gross assets of $196.9 million.

How many employees does Sws Capital Management, LLC have?

Sws Capital Management, LLC reports 10 employees.

Where is Sws Capital Management, LLC located?

Sws Capital Management, LLC is based in New York, NY and has been SEC-registered since 2002.

Does Sws Capital Management, LLC disclose fund performance?

Sws Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address100 Wall Street, 18th Floor, New York, NY 10005
Phone212-461-6500
Fax212-461-6034
Office hours8:00a.m.-5:00p.m. Et
SEC regionNew York Regional Office (NYRO)
Umbrella registrationYes
Discloses disciplinary historyNo

Assets under management

Discretionary$380.3M
Non-discretionary$45.2M
Total (RAUM)$425.5M

Service providers