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Sycamore Financial Group, Inc.

● SEC registered since 2004CRD 14143SEC# 801-62788Kokomo, IN
Export (members)
Reg. AUM
$681.1M
Employees
4
Accounts
1,937
Location
Kokomo, IN

Sycamore Financial Group, Inc. assets under management

Sycamore Financial Group, Inc. is a registered investment adviser overseen by the SEC based in Kokomo, IN. The firm has been registered since 2004. It reports $681.1 million in regulatory assets under management and employs 4 people.
www.sycamoreweb.comView on SEC.gov ↗

Sycamore Financial Group, Inc. owners & executives

4 reported
NameTitleOwnershipSince
Alec F SmithNon-Registered Owner5-10%1987
Anita Lynn Faulkner ControlVice President/SecretaryUnder 5%1993
Craig Allen Smith ControlPresident/Treasurer/Chief Compliance OfficerOver 75%1983
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Frequently asked questions

How much does Sycamore Financial Group, Inc. manage?

Sycamore Financial Group, Inc. reports $681.1 million in regulatory assets under management on its Form ADV.

How many employees does Sycamore Financial Group, Inc. have?

Sycamore Financial Group, Inc. reports 4 employees.

Where is Sycamore Financial Group, Inc. located?

Sycamore Financial Group, Inc. is based in Kokomo, IN and has been SEC-registered since 2004.

Does Sycamore Financial Group, Inc. disclose fund performance?

Sycamore Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2713 Rockford Lane, Kokomo, IN 46902
Phone765-455-1554
Office hours8:00a.m. - 5:00p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$659.5M
Non-discretionary$21.6M
Total (RAUM)$681.1M