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Symphony Financial, Ltd. Co.

● SEC registered since 2014CRD 171816SEC# 801-79989Houston, TX
Export (members)
Reg. AUM
$1.09B
Employees
36
Accounts
3,324
Location
Houston, TX

Symphony Financial, Ltd. Co. assets under management

Symphony Financial, Ltd. Co. is an SEC-registered investment adviser based in Houston, TX. The firm has been registered since 2014. It reports $1.1 billion in regulatory assets under management and employs 36 people.
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Symphony Financial, Ltd. Co. owners & executives

3 reported
NameTitleOwnershipSince
Amber Rene Walker ControlChief Operating OfficerUnder 5%2014
David Alan MoellerChief Investment OfficerUnder 5%2015
Wallace Carr Burgoyne ControlPresident, Managing Member And Chief Compliance OfficerOver 75%2014

Frequently asked questions

How much does Symphony Financial, Ltd. Co. manage?

Symphony Financial, Ltd. Co. reports $1.1 billion in regulatory assets under management on its Form ADV.

How many employees does Symphony Financial, Ltd. Co. have?

Symphony Financial, Ltd. Co. reports 36 employees.

Where is Symphony Financial, Ltd. Co. located?

Symphony Financial, Ltd. Co. is based in Houston, TX and has been SEC-registered since 2014.

Does Symphony Financial, Ltd. Co. disclose fund performance?

Symphony Financial, Ltd. Co. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4295 San Felipe, Suite 300, Houston, TX 77027
Phone281-272-6800
Fax281-626-1671
Office hoursBy Appointment Only
SEC regionFort Worth Regional Office (FWRO)
CIK1800687
Discloses disciplinary historyNo

Assets under management

Discretionary$1.09B
Non-discretionary$0
Total (RAUM)$1.09B