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Symphony Financial Services, Inc.

● SEC registered since 2004CRD 125058SEC# 801-63300Akron, OH
Export (members)
Reg. AUM
$376.1M
Employees
7
Accounts
1,254
Location
Akron, OH

Symphony Financial Services, Inc. assets under management

Symphony Financial Services, Inc. operates as an SEC-registered investment adviser based in Akron, OH. The firm has been registered since 2004. It reports $376.1 million in regulatory assets under management and employs 7 people.
www.linkedin.com/in/james-jones-crpc%c2%ae-8188547View on SEC.gov ↗

Symphony Financial Services, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Craig Michael Small ControlVice President And Chief Compliance Officer5-10%2008
John Y Kim ControlPresidentOver 75%2001

Frequently asked questions

How much does Symphony Financial Services, Inc. manage?

Symphony Financial Services, Inc. reports $376.1 million in regulatory assets under management on its Form ADV.

How many employees does Symphony Financial Services, Inc. have?

Symphony Financial Services, Inc. reports 7 employees.

Where is Symphony Financial Services, Inc. located?

Symphony Financial Services, Inc. is based in Akron, OH and has been SEC-registered since 2004.

Does Symphony Financial Services, Inc. disclose fund performance?

Symphony Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4100 Embassy Parkway, Suite 100, Akron, OH 44333
Phone330-434-2000
Fax330-665-1515
Office hours8:30a.m. To 5:30p.m.
SEC regionChicago Regional Office (CHRO)
CIK2031979
Discloses disciplinary historyNo

Assets under management

Discretionary$308.2M
Non-discretionary$67.9M
Total (RAUM)$376.1M