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Tandem Financial, LLC

● SEC registered since 2021CRD 292565SEC# 801-122130Greenwood Village, CO
Export (members)
Reg. AUM
$291.2M
Employees
6
Accounts
997
Location
Greenwood Village, CO

Tandem Financial, LLC assets under management

Tandem Financial, LLC is an investment advisory firm registered with the SEC based in Greenwood Village, CO. The firm has been registered since 2021. It reports $291.2 million in regulatory assets under management and employs 6 people.
www.tandem-financial.comView on SEC.gov ↗

Tandem Financial, LLC owners & executives

2 reported
NameTitleOwnershipSince
Michael Kevin Franklin ControlCo-Founder, Chief Compliance Officer50-75%2018
Ryan Bradley Erickson ControlCo-Founder/Ceo50-75%2018

Frequently asked questions

How much does Tandem Financial, LLC manage?

Tandem Financial, LLC reports $291.2 million in regulatory assets under management on its Form ADV.

How many employees does Tandem Financial, LLC have?

Tandem Financial, LLC reports 6 employees.

Where is Tandem Financial, LLC located?

Tandem Financial, LLC is based in Greenwood Village, CO and has been SEC-registered since 2021.

Does Tandem Financial, LLC disclose fund performance?

Tandem Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address8400 E. Prentice Ave., Suite 1360, Greenwood Village, CO 80111
Phone(720) 845-5700
Fax720-845-5701
Office hours8:00 a.m. To 5:00 p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$265.9M
Non-discretionary$25.3M
Total (RAUM)$291.2M