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Tapp Finance, Inc.

● SEC registered since 2023CRD 327980SEC# 801-128674
Export (members)
Reg. AUM
$31.3M
Employees
2
Accounts
1
Location

Tapp Finance, Inc. assets under management

Tapp Finance, Inc. is an SEC-registered investment adviser. The firm has been registered since 2023. It reports $31.3 million in regulatory assets under management and employs 2 people.

Tapp Finance, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Sailesh Baldev Katara ControlManaging MemberOver 75%2023
Sothara ChinChief Compliance OfficerUnder 5%2024

Frequently asked questions

How much does Tapp Finance, Inc. manage?

Tapp Finance, Inc. reports $31.3 million in regulatory assets under management on its Form ADV.

How many employees does Tapp Finance, Inc. have?

Tapp Finance, Inc. reports 2 employees.

Does Tapp Finance, Inc. disclose fund performance?

Tapp Finance, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone206-222-8646
FaxN/A
Office hoursBy Appointment Only
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$31.3M
Non-discretionary$0
Total (RAUM)$31.3M