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The Advisory Firm

CRD 139125SEC# 801-136852Alpharetta, GA
Export (members)
No longer SEC-registered. The Advisory Firm appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$126.4M
Employees
1
Accounts
401
Location
Alpharetta, GA

The Advisory Firm assets under management

The Advisory Firm is an investment advisory firm registered with the SEC based in Alpharetta, GA. It reports $126.4 million in regulatory assets under management and employs 1 people.
View on SEC.gov ↗

The Advisory Firm owners & executives

1 reported
NameTitleOwnershipSince
James Adam Daniel ControlManaging Principal / Chief Compliance OfficerOver 75%2005

Frequently asked questions

How much does The Advisory Firm manage?

The Advisory Firm reports $126.4 million in regulatory assets under management on its Form ADV.

How many employees does The Advisory Firm have?

The Advisory Firm reports 1 employees.

Where is The Advisory Firm located?

The Advisory Firm is based in Alpharetta, GA.

Does The Advisory Firm disclose fund performance?

The Advisory Firm is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address12600 Deerfield Parkway, Suite 100, Alpharetta, GA 30004
Office hours8:00 - 5:00
Discloses disciplinary historyNo

Assets under management

Discretionary$126.4M
Non-discretionary$0
Total (RAUM)$126.4M