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The Carroll Group, Inc.

● SEC registered since 2025CRD 146977SEC# 801-132891
Export (members)
Reg. AUM
$133.7M
Employees
3
Accounts
8
Location

The Carroll Group, Inc. assets under management

The Carroll Group, Inc. is an investment advisory firm registered with the SEC. The firm has been registered since 2025. It reports $133.7 million in regulatory assets under management and employs 3 people.

The Carroll Group, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Joseph Barry Carroll ControlChief Executive Officer /Chief Financial Officer /Chief Operations Officer /Chief Legal Officer /Chief Compliance OfficerOver 75%1993

Frequently asked questions

How much does The Carroll Group, Inc. manage?

The Carroll Group, Inc. reports $133.7 million in regulatory assets under management on its Form ADV.

How many employees does The Carroll Group, Inc. have?

The Carroll Group, Inc. reports 3 employees.

Does The Carroll Group, Inc. disclose fund performance?

The Carroll Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone404-285-5811
Office hours9a.m. - 5p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$133.7M
Non-discretionary$0
Total (RAUM)$133.7M