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The Heaton Hoppes Group, LLC

● SEC registered since 2018CRD 115511SEC# 801-113740Cedar Falls, IA
Export (members)
Reg. AUM
$155M
Employees
3
Accounts
290
Location
Cedar Falls, IA

The Heaton Hoppes Group, LLC assets under management

The Heaton Hoppes Group, LLC is a registered investment adviser overseen by the SEC based in Cedar Falls, IA. The firm has been registered since 2018. It reports $155 million in regulatory assets under management and employs 3 people.

The Heaton Hoppes Group, LLC owners & executives

2 reported
NameTitleOwnershipSince
Karla Renee Hoppes ControlChief Compliance Officer And Managing Member50-75%2023
Robert Micheal Heaton ControlMember25-50%2023

Frequently asked questions

How much does The Heaton Hoppes Group, LLC manage?

The Heaton Hoppes Group, LLC reports $155 million in regulatory assets under management on its Form ADV.

How many employees does The Heaton Hoppes Group, LLC have?

The Heaton Hoppes Group, LLC reports 3 employees.

Where is The Heaton Hoppes Group, LLC located?

The Heaton Hoppes Group, LLC is based in Cedar Falls, IA and has been SEC-registered since 2018.

Does The Heaton Hoppes Group, LLC disclose fund performance?

The Heaton Hoppes Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address411 Viking Road, Suite a, Cedar Falls, IA 50613
Phone319-266-6507
Fax319-266-6601
Office hours8:30 a.m. To 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$155M
Non-discretionary$0
Total (RAUM)$155M