| Name | Title | Ownership | Since |
|---|---|---|---|
| Bryan Stuart Kocen Control | President | Under 5% | 1991 |
| David Tsikman Control | Chief Compliance Officer | Under 5% | 2024 |
| The Kocen Living Trust, U/A Dated December 18, 2018 Control | Owner | Over 75% | 2018 |
The Kocen Financial Group, Inc. reports $163.4 million in regulatory assets under management on its Form ADV.
The Kocen Financial Group, Inc. reports 5 employees.
The Kocen Financial Group, Inc. is based in Rancho Mirage, CA and has been SEC-registered since 2005.
The Kocen Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 35900 Bob Hope Dr., Suite 202, Rancho Mirage, CA 92270-1767 |
| Phone | 760-324-4015 |
| Fax | 760-324-4301 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | Yes |
| Discretionary | $163.4M |
| Non-discretionary | $0 |
| Total (RAUM) | $163.4M |