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The Lam Group, Inc.

● SEC registered since 2004CRD 128055SEC# 801-62544
Export (members)
Reg. AUM
$388.3M
Employees
2
Accounts
306
Location

The Lam Group, Inc. assets under management

The Lam Group, Inc. is a registered investment adviser overseen by the SEC. The firm has been registered since 2004. It reports $388.3 million in regulatory assets under management and employs 2 people.

The Lam Group, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Bettina Sarah Lee ControlChief Operating Officer25-50%1996
Nelson Jen-Wei Lam ControlPresident/Chief Compliance Officer50-75%1996

Frequently asked questions

How much does The Lam Group, Inc. manage?

The Lam Group, Inc. reports $388.3 million in regulatory assets under management on its Form ADV.

How many employees does The Lam Group, Inc. have?

The Lam Group, Inc. reports 2 employees.

Does The Lam Group, Inc. disclose fund performance?

The Lam Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone503-730-9345
Fax503-210-9344
Office hours9:30a.m. - 2:30p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$356M
Non-discretionary$32.3M
Total (RAUM)$388.3M