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The Mosaic Financial Group, LLC

● SEC registered since 2000CRD 109816SEC# 801-58120Chicago, IL
Export (members)
Reg. AUM
$898.5M
Employees
24
Accounts
569
Location
Chicago, IL

The Mosaic Financial Group, LLC assets under management

The Mosaic Financial Group, LLC is an SEC-registered investment adviser based in Chicago, IL. The firm has been registered since 2000. It reports $898.5 million in regulatory assets under management and employs 24 people.
www.themosaicgroupllc.comView on SEC.gov ↗

The Mosaic Financial Group, LLC owners & executives

3 reported
NameTitleOwnershipSince
Derrick J. Allen ControlPartner25-50%2018
Jane-Ellen Marie Wolak ControlPartnerUnder 5%2000
Timothy John Debruyne ControlPartner, Chief Compliance Officer25-50%2018

Frequently asked questions

How much does The Mosaic Financial Group, LLC manage?

The Mosaic Financial Group, LLC reports $898.5 million in regulatory assets under management on its Form ADV.

How many employees does The Mosaic Financial Group, LLC have?

The Mosaic Financial Group, LLC reports 24 employees.

Where is The Mosaic Financial Group, LLC located?

The Mosaic Financial Group, LLC is based in Chicago, IL and has been SEC-registered since 2000.

Does The Mosaic Financial Group, LLC disclose fund performance?

The Mosaic Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address303 E. Wacker Drive, Suite 1675, Chicago, IL 60601
Phone312-255-5490
Fax312-255-5495
Office hours8:00 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$289.3M
Non-discretionary$609.2M
Total (RAUM)$898.5M