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The Professional Financial Company LLC

● SEC registered since 2019CRD 286419SEC# 801-114491Orem, UT
Export (members)
Reg. AUM
$361.1M
Employees
6
Accounts
535
Location
Orem, UT

The Professional Financial Company LLC assets under management

The Professional Financial Company LLC is a registered investment adviser overseen by the SEC based in Orem, UT. The firm has been registered since 2019. It reports $361.1 million in regulatory assets under management and employs 6 people.

The Professional Financial Company LLC owners & executives

5 reported
NameTitleOwnershipSince
The Mary G. Miller Revocable TrustMember10-25%2015
The W. Bruce Miller Revocable Trust ControlMemberOver 75%2015
William Bruce Miller ControlPrincipal & Chief Compliance OfficerUnder 5%2015
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Frequently asked questions

How much does The Professional Financial Company LLC manage?

The Professional Financial Company LLC reports $361.1 million in regulatory assets under management on its Form ADV.

How many employees does The Professional Financial Company LLC have?

The Professional Financial Company LLC reports 6 employees.

Where is The Professional Financial Company LLC located?

The Professional Financial Company LLC is based in Orem, UT and has been SEC-registered since 2019.

Does The Professional Financial Company LLC disclose fund performance?

The Professional Financial Company LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address384 W Center St, Orem, UT 84057
Phone(801) 701-2345
Fax(385) 233-0000
Office hours9:00 a.m. - 5:00 p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$232.1M
Non-discretionary$129M
Total (RAUM)$361.1M