| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| The Hcm Master Fund Limited | Hedge | $389.9M | $10M |
| Saratoga Senior Loan Fund I JV LLC | Securitized Asset | $29.9M | — |
| Tjha Bb SPV LLC | Hedge | $10.5M | — |
| Name | Title | Ownership | Since |
|---|---|---|---|
| Erik Mervin Herzfeld Control | President, Secretary, Treasurer | Under 5% | 2008 |
| Thomas Jay Herzfeld Control | Chairman And Sole Director | Over 75% | 1984 |
| Thomas Kenneth Morgan Control | Chief Compliance Officer And Chief Operating Officer | Under 5% | 2018 |
Thomas J. Herzfeld Advisors, Inc. reports $847.6 million in regulatory assets under management on its Form ADV.
Thomas J. Herzfeld Advisors, Inc. manages 5 private funds with combined gross assets of $447.8 million.
Thomas J. Herzfeld Advisors, Inc. reports 10 employees.
Thomas J. Herzfeld Advisors, Inc. is based in Miami Beach, FL and has been SEC-registered since 1984.
Thomas J. Herzfeld Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 119 Washington Avenue, Suite 504, Miami Beach, FL 33139 |
| Phone | 305-777-1660 |
| Fax | 305-777-1661 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | Miami Regional Office (MIRO) |
| CIK | 1509510 |
| Discloses disciplinary history | No |
| Discretionary | $826.8M |
| Non-discretionary | $20.8M |
| Total (RAUM) | $847.6M |