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Thomas Leo Advisory, LLC

● SEC registered since 2018CRD 159271SEC# 801-112656Minneapolis, MN
Export (members)
Reg. AUM
$170M
Employees
2
Accounts
362
Location
Minneapolis, MN

Thomas Leo Advisory, LLC assets under management

Thomas Leo Advisory, LLC is a registered investment adviser overseen by the SEC based in Minneapolis, MN. The firm has been registered since 2018. It reports $170 million in regulatory assets under management and employs 2 people.
www.thomasleoadvisory.comView on SEC.gov ↗

Thomas Leo Advisory, LLC owners & executives

1 reported
NameTitleOwnershipSince
Leo Christopher Arms ControlManaging Member And Chief Compliance OfficerOver 75%2011

Frequently asked questions

How much does Thomas Leo Advisory, LLC manage?

Thomas Leo Advisory, LLC reports $170 million in regulatory assets under management on its Form ADV.

How many employees does Thomas Leo Advisory, LLC have?

Thomas Leo Advisory, LLC reports 2 employees.

Where is Thomas Leo Advisory, LLC located?

Thomas Leo Advisory, LLC is based in Minneapolis, MN and has been SEC-registered since 2018.

Does Thomas Leo Advisory, LLC disclose fund performance?

Thomas Leo Advisory, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4406 Beard Ave S, Minneapolis, MN 55410
Phone612-208-1641
Office hours8 a.m. - 4 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$168.6M
Non-discretionary$1.4M
Total (RAUM)$170M