| Name | Title | Ownership | Since |
|---|---|---|---|
| Barry Gene Steele | Member | 5-10% | 1999 |
| Daniel James Kelly Control | V.p. Operations - Cco, Cfo | Under 5% | 1999 |
| Jack Clark Jr Herndon Control | Executive V.p. Securities | Under 5% | 1999 |
Thoroughbred Financial Services, LLC reports $3.4 billion in regulatory assets under management on its Form ADV.
Thoroughbred Financial Services, LLC reports 34 employees.
Thoroughbred Financial Services, LLC is based in Brentwood, TN and has been SEC-registered since 1999.
Thoroughbred Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 5110 Maryland Way, Suite 300, Brentwood, TN 37027-7508 |
| Phone | 615-371-0001 |
| Fax | 615-371-0184 |
| Office hours | 8:30-5:30 |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | Yes |
| Discretionary | $3.05B |
| Non-discretionary | $356M |
| Total (RAUM) | $3.41B |