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Toptier Wealth Management

● SEC registered since 2025CRD 292959SEC# 801-132252
Export (members)
Reg. AUM
$135.3M
Employees
2
Accounts
345
Location

Toptier Wealth Management assets under management

Toptier Wealth Management is a registered investment adviser overseen by the SEC. The firm has been registered since 2025. It reports $135.3 million in regulatory assets under management and employs 2 people.

Toptier Wealth Management owners & executives

5 reported
NameTitleOwnershipSince
Austin Nelson ControlManaging Member/ Chief Compliance Officer25-50%2017
Christopher N Maragos ControlManaging Member25-50%2017
Jordan Hicks ControlPartner5-10%2018
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Frequently asked questions

How much does Toptier Wealth Management manage?

Toptier Wealth Management reports $135.3 million in regulatory assets under management on its Form ADV.

How many employees does Toptier Wealth Management have?

Toptier Wealth Management reports 2 employees.

Does Toptier Wealth Management disclose fund performance?

Toptier Wealth Management is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone262-989-8551
Office hours9:00 a.m. -5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$135.3M
Non-discretionary$0
Total (RAUM)$135.3M