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Total Wealth Planning and Management, Inc.

● SEC registered since 2018CRD 166664SEC# 801-113167
Export (members)
Reg. AUM
$203.9M
Employees
9
Accounts
1,264
Location
—

Total Wealth Planning and Management, Inc. assets under management

Total Wealth Planning and Management, Inc. is an SEC-registered investment adviser. The firm has been registered since 2018. It reports $203.9 million in regulatory assets under management and employs 9 people.
www.buzzsprout.com/617029View on SEC.gov ↗

Total Wealth Planning and Management, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Kimberly TomesOwnerUnder 5%2018
William Richard Tomes ControlPresident - CcoOver 75%2013

Frequently asked questions

How much does Total Wealth Planning and Management, Inc. manage?

Total Wealth Planning and Management, Inc. reports $203.9 million in regulatory assets under management on its Form ADV.

How many employees does Total Wealth Planning and Management, Inc. have?

Total Wealth Planning and Management, Inc. reports 9 employees.

Does Total Wealth Planning and Management, Inc. disclose fund performance?

Total Wealth Planning and Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone(866) 568-0003
Fax(866) 207-5547
Office hoursBy Appointment
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$202.5M
Non-discretionary$1.4M
Total (RAUM)$203.9M