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Tradewinds Asset Management, LLC

● SEC registered since 2023CRD 323879SEC# 801-127142Portland, OR
Export (members)
Ranks #5,252 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$137.3M
Fund GAV
$9.1M
Private funds
1
Employees
4
Accounts
265
Location
Portland, OR

Tradewinds Asset Management, LLC assets under management

Tradewinds Asset Management, LLC is a registered investment adviser overseen by the SEC based in Portland, OR. The firm has been registered since 2023. It reports $137.3 million in regulatory assets under management and employs 4 people. Tradewinds Asset Management, LLC manages 1 private fund with combined gross assets of $9.1 million, including Aeovia Hedged Equity Fund, LP. By regulatory assets, it ranks 5,252 of 5,911 private fund managers.

Tradewinds Asset Management, LLC private funds

1 funds · $9.1M GAV
FundTypeGross assetsMin.
Aeovia Hedged Equity Fund, LPHedge$9.1M$500K

Tradewinds Asset Management, LLC owners & executives

3 reported
NameTitleOwnershipSince
Christian Samuel D'Urso ControlPrincipalOver 75%2022
Constantine Andrew PelosChief Compliance OfficerUnder 5%2024
James Paul SpanglerChief Operating OfficerUnder 5%2022

Frequently asked questions

How much does Tradewinds Asset Management, LLC manage?

Tradewinds Asset Management, LLC reports $137.3 million in regulatory assets under management on its Form ADV.

How many private funds does Tradewinds Asset Management, LLC manage?

Tradewinds Asset Management, LLC manages 1 private funds with combined gross assets of $9.1 million.

How many employees does Tradewinds Asset Management, LLC have?

Tradewinds Asset Management, LLC reports 4 employees.

Where is Tradewinds Asset Management, LLC located?

Tradewinds Asset Management, LLC is based in Portland, OR and has been SEC-registered since 2023.

Does Tradewinds Asset Management, LLC disclose fund performance?

Tradewinds Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5550 S MacAdam Ave, Ste 110, Portland, OR 97239
Phone503-673-2828
Office hours5-Aug
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$137.3M
Non-discretionary$0
Total (RAUM)$137.3M

Service providers

Auditor
Administrator