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Tradewinds, LLC

● SEC registered since 2021CRD 316415SEC# 801-122614Raleigh, NC
Export (members)
Reg. AUM
$560.2M
Employees
11
Accounts
1,633
Location
Raleigh, NC

Tradewinds, LLC assets under management

Tradewinds, LLC is a registered investment adviser overseen by the SEC based in Raleigh, NC. The firm has been registered since 2021. It reports $560.2 million in regulatory assets under management and employs 11 people.
www.linkedin.com/company/tradewindsriaView on SEC.gov ↗

Tradewinds, LLC owners & executives

3 reported
NameTitleOwnershipSince
Ian Disbrow Meiksins ControlChief Compliance OfficerUnder 5%2021
Stephanie Ross Williams ControlPresidentUnder 5%2023
Timothy M. Whitney ControlChief Executive OfficerOver 75%2021

Frequently asked questions

How much does Tradewinds, LLC manage?

Tradewinds, LLC reports $560.2 million in regulatory assets under management on its Form ADV.

How many employees does Tradewinds, LLC have?

Tradewinds, LLC reports 11 employees.

Where is Tradewinds, LLC located?

Tradewinds, LLC is based in Raleigh, NC and has been SEC-registered since 2021.

Does Tradewinds, LLC disclose fund performance?

Tradewinds, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4600 Marriott Dr., Suite 200, Raleigh, NC 27612
Phone984.257.9091
Fax919-322-2330
Office hours8a.m. - 5p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$560.2M
Non-discretionary$0
Total (RAUM)$560.2M