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Tran Capital Management, L.P.

● SEC registered since 1974CRD 107049SEC# 801-9747San Rafael, CA
Export (members)
Reg. AUM
$958.7M
Employees
7
Accounts
329
Location
San Rafael, CA

Tran Capital Management, L.P. assets under management

Tran Capital Management, L.P. is an investment advisory firm registered with the SEC based in San Rafael, CA. The firm has been registered since 1974. It reports $958.7 million in regulatory assets under management and employs 7 people.

Tran Capital Management, L.P. owners & executives

9 reported
NameTitleOwnershipSince
Eric Arthur Winterhalter ControlPresident And Chief Compliance Officer, Managing PartnerUnder 5%2014
Michael Im ControlPartner And Director Of ResearchUnder 5%2020
Quoc Kinh Tran ControlChairman And Chief Investment Officer, Managing PartnerUnder 5%2007
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Frequently asked questions

How much does Tran Capital Management, L.P. manage?

Tran Capital Management, L.P. reports $958.7 million in regulatory assets under management on its Form ADV.

How many employees does Tran Capital Management, L.P. have?

Tran Capital Management, L.P. reports 7 employees.

Where is Tran Capital Management, L.P. located?

Tran Capital Management, L.P. is based in San Rafael, CA and has been SEC-registered since 1974.

Does Tran Capital Management, L.P. disclose fund performance?

Tran Capital Management, L.P. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1000 4th St, Suite 800, San Rafael, CA 94901
Phone415-461-3800
Fax415-461-0436
Office hours6:30 a.m. T0 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$933.4M
Non-discretionary$25.3M
Total (RAUM)$958.7M