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Transamerica Financial Advisors, LLC

● SEC registered since 1991CRD 16164SEC# 801-38618Philadelphia, PA
Export (members)
Reg. AUM
$1.73B
Employees
1,054
Accounts
42,440
Location
Philadelphia, PA

Transamerica Financial Advisors, LLC assets under management

Transamerica Financial Advisors, LLC is an SEC-registered investment adviser based in Philadelphia, PA. The firm has been registered since 1991. It reports $1.7 billion in regulatory assets under management and employs 1,054 people.

Transamerica Financial Advisors, LLC owners & executives

8 reported
NameTitleOwnershipSince
Ausa Holding, LLC ControlOwnerOver 75%1991
Brian Beitzel ControlDirector, Chief Financial OfficerUnder 5%2017
Christina D Kramer ControlChief Compliance OfficerUnder 5%2022
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Frequently asked questions

How much does Transamerica Financial Advisors, LLC manage?

Transamerica Financial Advisors, LLC reports $1.7 billion in regulatory assets under management on its Form ADV.

How many employees does Transamerica Financial Advisors, LLC have?

Transamerica Financial Advisors, LLC reports 1,054 employees.

Where is Transamerica Financial Advisors, LLC located?

Transamerica Financial Advisors, LLC is based in Philadelphia, PA and has been SEC-registered since 1991.

Does Transamerica Financial Advisors, LLC disclose fund performance?

Transamerica Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

AddressTwo Liberty Place, 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Phone770-248-3271
Office hours8:00 a.m. To 5:00 p.m.
SEC regionPhiladelphia Regional Office (PLRO)
CIK761908
Discloses disciplinary historyYes

Assets under management

Discretionary
Non-discretionary$1.73B
Total (RAUM)$1.73B