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Transform Wealth, LLC.

CRD 283403SEC# 801-107796Greenwood Village, CO
Export (members)
No longer SEC-registered. Transform Wealth, LLC. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$3.38B
Employees
31
Accounts
1,810
Location
Greenwood Village, CO

Transform Wealth, LLC. assets under management

Transform Wealth, LLC. is a registered investment adviser overseen by the SEC based in Greenwood Village, CO. It reports $3.4 billion in regulatory assets under management and employs 31 people.

Transform Wealth, LLC. owners & executives

17 reported
NameTitleOwnershipSince
Craig Evans Carnick ControlManaging DirectorUnder 5%2016
David James Kubik ControlPresidentUnder 5%2016
Focus Operating, LLC ControlMemberOver 75%2016
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Frequently asked questions

How much does Transform Wealth, LLC. manage?

Transform Wealth, LLC. reports $3.4 billion in regulatory assets under management on its Form ADV.

How many employees does Transform Wealth, LLC. have?

Transform Wealth, LLC. reports 31 employees.

Where is Transform Wealth, LLC. located?

Transform Wealth, LLC. is based in Greenwood Village, CO.

Does Transform Wealth, LLC. disclose fund performance?

Transform Wealth, LLC. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6400 S. Fiddlers Green Circle, Suite 1600, Greenwood Village, CO 80111
Office hours9 a.m. - 5 p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$3B
Non-discretionary$372.4M
Total (RAUM)$3.38B