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Transition Financial Advisors Group, Inc.

● SEC registered since 2018CRD 116089SEC# 801-113459
Export (members)
Reg. AUM
$261.5M
Employees
6
Accounts
678
Location
—

Transition Financial Advisors Group, Inc. assets under management

Transition Financial Advisors Group, Inc. is an investment advisory firm registered with the SEC. The firm has been registered since 2018. It reports $261.5 million in regulatory assets under management and employs 6 people.
www.transitionfinancial.caView on SEC.gov ↗

Transition Financial Advisors Group, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Brian Dale Wruk ControlPresident And Chief Compliance OfficerOver 75%2001
Mitchell Evan Marenus ControlChief Investment Officer10-25%2011

Frequently asked questions

How much does Transition Financial Advisors Group, Inc. manage?

Transition Financial Advisors Group, Inc. reports $261.5 million in regulatory assets under management on its Form ADV.

How many employees does Transition Financial Advisors Group, Inc. have?

Transition Financial Advisors Group, Inc. reports 6 employees.

Does Transition Financial Advisors Group, Inc. disclose fund performance?

Transition Financial Advisors Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone(480) 722-9414
Fax(480) 812-2090
Office hours9:00 a.m. To 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$261.5M
Non-discretionary$0
Total (RAUM)$261.5M