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Triad Investment Management, LLC

● SEC registered since 2026CRD 146786SEC# 801-136071Newport Beach, CA
Export (members)
Reg. AUM
$119.5M
Employees
2
Accounts
98
Location
Newport Beach, CA

Triad Investment Management, LLC assets under management

Triad Investment Management, LLC operates as an SEC-registered investment adviser based in Newport Beach, CA. The firm has been registered since 2026. It reports $119.5 million in regulatory assets under management and employs 2 people.

Triad Investment Management, LLC owners & executives

8 reported
NameTitleOwnershipSince
David Michael Hutchison ControlChief Compliance OfficerUnder 5%2015
Heldman Family Trust U/A 6/16/2011 ControlManaging MemberOver 75%2019
John Edward Heldman ControlPartnerUnder 5%2008
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Frequently asked questions

How much does Triad Investment Management, LLC manage?

Triad Investment Management, LLC reports $119.5 million in regulatory assets under management on its Form ADV.

How many employees does Triad Investment Management, LLC have?

Triad Investment Management, LLC reports 2 employees.

Where is Triad Investment Management, LLC located?

Triad Investment Management, LLC is based in Newport Beach, CA and has been SEC-registered since 2026.

Does Triad Investment Management, LLC disclose fund performance?

Triad Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1301 Dove Street, Suite 1080, Newport Beach, CA 92660
Phone(949) 679-3991
Fax949-851-7912
Office hours7:00 a.m. - 3:30 p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK1615717
Discloses disciplinary historyNo

Assets under management

Discretionary$119.5M
Non-discretionary$0
Total (RAUM)$119.5M