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Triangle Securities Wealth Management, Inc

● SEC registered since 2008CRD 148156SEC# 801-69531Raleigh, NC
Export (members)
Reg. AUM
$1.2B
Employees
15
Accounts
1,150
Location
Raleigh, NC

Triangle Securities Wealth Management, Inc assets under management

Triangle Securities Wealth Management, Inc is an SEC-registered investment adviser based in Raleigh, NC. The firm has been registered since 2008. It reports $1.2 billion in regulatory assets under management and employs 15 people.

Triangle Securities Wealth Management, Inc owners & executives

9 reported
NameTitleOwnershipSince
Cathy Lynn Thomas ControlManaging Director5-10%2008
Deborah Lynn KaufmanManaging Director5-10%2018
Jessica Rosenfeld Sherburne ControlChief Compliance OfficerUnder 5%2024
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Frequently asked questions

How much does Triangle Securities Wealth Management, Inc manage?

Triangle Securities Wealth Management, Inc reports $1.2 billion in regulatory assets under management on its Form ADV.

How many employees does Triangle Securities Wealth Management, Inc have?

Triangle Securities Wealth Management, Inc reports 15 employees.

Where is Triangle Securities Wealth Management, Inc located?

Triangle Securities Wealth Management, Inc is based in Raleigh, NC and has been SEC-registered since 2008.

Does Triangle Securities Wealth Management, Inc disclose fund performance?

Triangle Securities Wealth Management, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1301 Annapolis Drive, Raleigh, NC 27608
Phone919-838-3221
Fax919-838-9081
Office hours8:30a.m. To 5:00p.m.
SEC regionAtlanta Regional Office (ARO)
CIK1541353
Discloses disciplinary historyNo

Assets under management

Discretionary$1.2B
Non-discretionary$0
Total (RAUM)$1.2B