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Tribeca Financial, LLC

● SEC registered since 2001CRD 113245SEC# 801-60441Mesa, AZ
Export (members)
Reg. AUM
$202.6M
Employees
6
Accounts
531
Location
Mesa, AZ

Tribeca Financial, LLC assets under management

Tribeca Financial, LLC is an investment advisory firm registered with the SEC based in Mesa, AZ. The firm has been registered since 2001. It reports $202.6 million in regulatory assets under management and employs 6 people.

Tribeca Financial, LLC owners & executives

4 reported
NameTitleOwnershipSince
Hawkins Financial Services, LLC ControlOwner50-75%2025
Ricedorff Financial Services, LLC ControlOwnerOver 75%2022
Ryan J Ricedorff ControlChief Compliance OfficerOver 75%2022
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Frequently asked questions

How much does Tribeca Financial, LLC manage?

Tribeca Financial, LLC reports $202.6 million in regulatory assets under management on its Form ADV.

How many employees does Tribeca Financial, LLC have?

Tribeca Financial, LLC reports 6 employees.

Where is Tribeca Financial, LLC located?

Tribeca Financial, LLC is based in Mesa, AZ and has been SEC-registered since 2001.

Does Tribeca Financial, LLC disclose fund performance?

Tribeca Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2812 N. Norwalk, Ste 103, Mesa, AZ 85215
Phone480-553-6247
Office hours9:00 a.m. - 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$136.8M
Non-discretionary$65.8M
Total (RAUM)$202.6M