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Ullman John & Associates Inc

● SEC registered since 1978CRD 105361SEC# 801-14064Horseheads, NY
Export (members)
Reg. AUM
$1.36B
Employees
63
Accounts
2,835
Location
Horseheads, NY

Ullman John & Associates Inc assets under management

Ullman John & Associates Inc is an investment advisory firm registered with the SEC based in Horseheads, NY. The firm has been registered since 1978. It reports $1.4 billion in regulatory assets under management and employs 63 people.

Ullman John & Associates Inc owners & executives

19 reported
NameTitleOwnershipSince
Barbara Lynn Ullman ControlFirst Vice President, Director50-75%1978
Christine Cronin Gallagher ControlDirectorUnder 5%2025
Connie Jean MaloneControllerUnder 5%2017
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Frequently asked questions

How much does Ullman John & Associates Inc manage?

Ullman John & Associates Inc reports $1.4 billion in regulatory assets under management on its Form ADV.

How many employees does Ullman John & Associates Inc have?

Ullman John & Associates Inc reports 63 employees.

Where is Ullman John & Associates Inc located?

Ullman John & Associates Inc is based in Horseheads, NY and has been SEC-registered since 1978.

Does Ullman John & Associates Inc disclose fund performance?

Ullman John & Associates Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address343 Daniel Zenker Drive, Horseheads, NY 14845
Phone607-936-3785
Fax607-301-4400
Office hours8:00a.m. - 5:00p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$1.32B
Non-discretionary$39.7M
Total (RAUM)$1.36B