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Union Capital Company

● SEC registered since 2021CRD 110301SEC# 801-121320Tucson, AZ
Export (members)
Reg. AUM
$177M
Employees
17
Accounts
517
Location
Tucson, AZ

Union Capital Company assets under management

Union Capital Company is an investment advisory firm registered with the SEC based in Tucson, AZ. The firm has been registered since 2021. It reports $177 million in regulatory assets under management and employs 17 people.

Union Capital Company owners & executives

4 reported
NameTitleOwnershipSince
Francisco B Almada ControlDp/Finop/Chief Compliance Officer/President/Secretary/DirectorUnder 5%1999
Joseph Francis Bodkin ControlDirector, DpUnder 5%2000
Union Capital Holdings, Corp. ControlParent Company/Owner/ShareholderOver 75%2002
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Frequently asked questions

How much does Union Capital Company manage?

Union Capital Company reports $177 million in regulatory assets under management on its Form ADV.

How many employees does Union Capital Company have?

Union Capital Company reports 17 employees.

Where is Union Capital Company located?

Union Capital Company is based in Tucson, AZ and has been SEC-registered since 2021.

Does Union Capital Company disclose fund performance?

Union Capital Company is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6083 E. Grant Rd., Tucson, AZ 85712
Phone520-664-2001
Fax520-664-2002
Office hours9:00a.m. To 2:00p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK1133841
Discloses disciplinary historyYes

Assets under management

Discretionary$29M
Non-discretionary$148M
Total (RAUM)$177M