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Universal Financial Services Inc.

● SEC registered since 2021CRD 131558SEC# 801-121280Guaynabo, PR
Export (members)
Reg. AUM
$338.8M
Employees
3
Accounts
1
Location
Guaynabo, PR

Universal Financial Services Inc. assets under management

Universal Financial Services Inc. operates as an SEC-registered investment adviser based in Guaynabo, PR. The firm has been registered since 2021. It reports $338.8 million in regulatory assets under management and employs 3 people.
www.universallifepr.com/ulicoportal/via.aspxView on SEC.gov ↗

Universal Financial Services Inc. owners & executives

6 reported
NameTitleOwnershipSince
Jose Carlos Benitez-Ulmer ControlExecutive Representative, FinopUnder 5%2004
Monique Miranda ControlDirectorUnder 5%2004
Nancy Ivette Martinez-Rivera ControlChief Compliance OfficerUnder 5%2022
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Frequently asked questions

How much does Universal Financial Services Inc. manage?

Universal Financial Services Inc. reports $338.8 million in regulatory assets under management on its Form ADV.

How many employees does Universal Financial Services Inc. have?

Universal Financial Services Inc. reports 3 employees.

Where is Universal Financial Services Inc. located?

Universal Financial Services Inc. is based in Guaynabo, PR and has been SEC-registered since 2021.

Does Universal Financial Services Inc. disclose fund performance?

Universal Financial Services Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

AddressMetro Office Park, Calle 1 Lote 10, Guaynabo, PR 00968
Phone(787) 706-7095
Office hours8:00-5:00
SEC regionMiami Regional Office (MIRO)
CIK1289107
Discloses disciplinary historyNo

Assets under management

Discretionary$338.8M
Non-discretionary$0
Total (RAUM)$338.8M