| Name | Title | Ownership | Since |
|---|---|---|---|
| Anton James Bayer Control | Chief Compliance Officer, Chief Executive Officer And Chief Financial Officer | Over 75% | 2012 |
Up Capital Management, Inc. reports $186.6 million in regulatory assets under management on its Form ADV.
Up Capital Management, Inc. reports 4 employees.
Up Capital Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Phone | 916-520-6420 |
| Fax | 916-797-1024 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
| Discretionary | $139.6M |
| Non-discretionary | $47M |
| Total (RAUM) | $186.6M |