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Up Financial USA Inc.

● SEC registered since 2023CRD 326602SEC# 801-128140Calgary, Alberta
Export (members)
Reg. AUM
$2M
Employees
3
Accounts
4
Location
Calgary, Alberta

Up Financial USA Inc. assets under management

Up Financial USA Inc. operates as an SEC-registered investment adviser based in Calgary, Alberta. The firm has been registered since 2023. It reports $2 million in regulatory assets under management and employs 3 people.
View on SEC.gov ↗

Up Financial USA Inc. owners & executives

5 reported
NameTitleOwnershipSince
1972254 Ab Ltd. ControlHolding CompanyOver 75%2023
Elijah Cody Kirchmaier ControlDirector And Chief Compliance OfficerUnder 5%2023
Nathan Arthur Wood ControlDirectorUnder 5%2023
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Frequently asked questions

How much does Up Financial USA Inc. manage?

Up Financial USA Inc. reports $2 million in regulatory assets under management on its Form ADV.

How many employees does Up Financial USA Inc. have?

Up Financial USA Inc. reports 3 employees.

Where is Up Financial USA Inc. located?

Up Financial USA Inc. is based in Calgary, Alberta and has been SEC-registered since 2023.

Does Up Financial USA Inc. disclose fund performance?

Up Financial USA Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address396 11th Ave SW, Suite 1020, Calgary, Alberta T2R-0C5
Phone587-316-4070
Office hours8:00 a.m. - 5:00 p.m.
SEC regionHQ
Discloses disciplinary historyNo

Assets under management

Discretionary$2M
Non-discretionary$0
Total (RAUM)$2M