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Upper Left Wealth Management, LLC

● SEC registered since 2022CRD 288762SEC# 801-123531
Export (members)
Reg. AUM
$164.9M
Employees
2
Accounts
304
Location

Upper Left Wealth Management, LLC assets under management

Upper Left Wealth Management, LLC operates as an SEC-registered investment adviser. The firm has been registered since 2022. It reports $164.9 million in regulatory assets under management and employs 2 people.

Upper Left Wealth Management, LLC owners & executives

1 reported
NameTitleOwnershipSince
Randy David Kurtz ControlManaging Member And Chief Compliance OfficerOver 75%2017

Frequently asked questions

How much does Upper Left Wealth Management, LLC manage?

Upper Left Wealth Management, LLC reports $164.9 million in regulatory assets under management on its Form ADV.

How many employees does Upper Left Wealth Management, LLC have?

Upper Left Wealth Management, LLC reports 2 employees.

Does Upper Left Wealth Management, LLC disclose fund performance?

Upper Left Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone917-768-3390
Office hours8:00 a.m. To 5:00 p.m.
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$132.8M
Non-discretionary$32.1M
Total (RAUM)$164.9M